Industry Transactions List

Financial Institutions Transactions

Anworth Mortgage Asset CorpDate: 1/24/2008 Amount: $143,895,000 Role: Co-Manager
Public Equity Offerings - Secondary Offering
MFA Mortgage Investments, Inc.Date: 1/17/2008 Amount: $265,940,000 Role: Co-Manager
Public Equity Offerings - Secondary Offering
Thornburg MortgageDate: 1/14/2008 Amount: $64,400,000 Role: Joint Book-Running Manager
Public Equity Offerings - Secondary Offering
Thornburg MortgageDate: 1/14/2008 Amount: $178,170,000 Role: Joint Book-Running Manager
Preferred Offering - Preferred Offering
Midwest Banc HoldingsDate: 12/5/2007 Amount: $37,500,000 Role: Co-Manager
Preferred Offering - Preferred Offering
Anworth Mortgage Asset CorpDate: 11/29/2007 Amount: $69,345,000 Role: Lead Manager
Public Equity Offerings - Secondary Offering
Carlyle RealtyDate: 11/6/2007
Advisory Services
Accredited Home LendersDate: 10/12/2007
Mergers & Acquisitions
Ranieri & CompanyDate: 9/28/2007
Advisory Services
MCG CapitalDate: 9/19/2007 Amount: $43,500,000 Role: Sole Book-Running Manager
Public Equity Offerings - Secondary Offering
BancFirst CorporationDate: 9/4/2007
Advisory Services
Thornburg MortgageDate: 8/30/2007 Amount: $575,000,000 Role: Sole Book-Running Manager
Preferred Offering - Preferred Offering
RAIT Financial TrustDate: 6/29/2007 Amount: $40,000,000 Role: Co-Manager
Preferred Offering - Debt Offering
Peoples Choice FinancialDate: 6/28/2007
Mergers & Acquisitions
Americredit CorpDate: 6/22/2007 Amount: $200,000,000 Role: Co-Manager
Preferred & Debt Offerings - Notes Offering
FBR Capital MarketsDate: 6/7/2007 Amount: $220,846,150 Role: Joint Book-Running Manager
Public Equity Offerings - IPO
Omnium WorldwideDate: 5/4/2007
Mergers & Acquisitions
American BancorporationDate: 4/30/2007
Advisory Services
PennantPark Investment CorpDate: 4/19/2007 Amount: $309,375,000 Role: Co-Manager
Public Equity Offerings - IPO
Accredited Home LendersDate: 4/2/2007
Advisory Services
Midwest Banc Holdings, Inc.Date: 3/21/2007
Advisory Services
ECC Capital Corp.Date: 2/9/2007
Advisory Services
TBC Securities, LLCDate: 2/5/2007
Advisory Services
Anworth Mortgage Asset Corp.Date: 1/25/2007 Amount: $28,750,000 Role: Sole Book-Running Manager
Preferred & Debt Offerings
RAIT Financial TrustDate: 1/18/2007 Amount: $391,000,000 Role: Sole Book-Running Manager
Public Equity Offerings - Secondary Offering
Cohen/IndyMac BancorpDate: 12/28/2006
Advisory Services
Resource Capital CorpDate: 12/14/2006 Amount: $109,725,000 Role: Joint Book-Running Manager
Public Equity Offerings - Secondary Offering
Thornburg MortgageDate: 11/16/2006 Amount: $100,000,000 Role: Co-Manager
Preferred Offering
MCG Capital CorporationDate: 10/10/2006 Amount: $72,450,000 Role: Sole Book-Running Manager
Public Equity Offerings - Secondary Offering
Cohen/IndyMac BancorpDate: 9/28/2006
Advisory Services
Marquette FinancialDate: 6/30/2006
Advisory Services
Cohen/IndyMac BancorpDate: 6/28/2006
Advisory Services
Credit Based Asset Servicing and SecurizationDate: 5/25/2006
Advisory Services - Secondary Offering
American Home MortgageDate: 5/25/2006
Advisory Services
Capital Source, Inc.Date: 3/10/2006 Amount: $413,600,000 Role: Co-Manager
Public Equity Offerings - Secondary Offering
Nasdaq Stock Market, Inc.Date: 2/9/2006 Amount: $639,180,520 Role: Co-Manager
Public Equity Offerings - Secondary Offering
Resource Capital CorpDate: 2/6/2006 Amount: $60,000,000 Role: Joint Book-Running Manager
Public Equity Offerings - IPO
Placer Sierra BancsharesDate: 1/19/2006 Amount: $136,500,000 Role: Sole Book-Running Manager
Public Equity Offerings - Secondary Offering
IndyMac BancorpDate: 12/29/2005
Advisory Services
American Home MortgageDate: 12/21/2005
Advisory Services
E*Trade FinancialDate: 11/16/2005 Amount: $450,000,000 Role: Co-Manager
Preferred Offering
The transaction was an Equity Units Offering.
E*Trade FinancialDate: 11/16/2005 Amount: $714,999,996 Role: Co-Manager
Public Equity Offerings - Secondary Offering
RAIT Investment TrustDate: 9/15/2005 Amount: $64,999,950 Role: Sole Book-Running Manager
Public Equity Offerings - Secondary Offering
New York Mortgage TrustDate: 9/1/2005
Advisory Services
Midwest Banc HoldingsDate: 8/10/2005 Amount: $72,450,000 Role: Sole Book-Running Manager
Public Equity Offerings - Secondary Offering
BB&TDate: 6/30/2005 Amount: $400,000,000 Role: Co-Manager
Preferred Offering - Subordinated Notes
MortgageIT HoldingsDate: 6/29/2005 Amount: $199,051,874 Role: Joint Book-Running Manager
Public Equity Offerings - Secondary Offering
KKR Financial CorporationDate: 6/23/2005 Amount: $900,000,000 Role: Joint Book-Running Manager
Public Equity Offerings - IPO
Franklin BankDate: 6/22/2005
Advisory Services
MCG Capital CorporationDate: 6/16/2005 Amount: $75,561,750 Role: Sole Book-Running Manager
Public Equity Offerings - Secondary Offering
Mainsource Financial GroupDate: 6/13/2005 Amount: $35,000,000 Role: Co-Manager
Public Equity Offerings - Secondary Offering
Southwest BancorpDate: 5/27/2005 Amount: $42,504,000 Role: Co-Manager
Public Equity Offerings - Secondary Offering
MortgageIT HoldingsDate: 4/13/2005
Advisory Services
Signature BankDate: 3/28/2005 Amount: $413,350,951 Role: Sole Book-Running Manager
Public Equity Offerings - Secondary Offering
American Capital StrategiesDate: 3/22/2005 Amount: $315,000,000 Role: Co-Manager
Public Equity Offerings - Secondary Offering
ECC Capital CorporationDate: 2/14/2005 Amount: $386,030,428 Role: Sole Book-Running Manager
Public Equity Offerings - IPO
HomeBanc CorporationDate: 2/3/2005 Amount: $99,417,500 Role: Lead Manager
Public Equity Offerings - Secondary Offering
PMI GroupDate: 1/1/2005
Advisory Services
KMG America CorporationDate: 12/15/2004 Amount: $206,482,500 Role: Sole Book-Running Manager
Public Equity Offerings - IPO
Aames Investment CorporationDate: 11/1/2004 Amount: $342,125,000 Role: Sole Book-Running Manager
Public Equity Offerings - IPO
New Century REIT, Inc.Date: 9/30/2004 Amount: $783,000,000 Role: Joint Book-Running Manager
Public Equity Offerings - IPO
Signature BankDate: 9/21/2004 Amount: $133,831,250 Role: Sole Book-Running Manager
Public Equity Offerings - Secondary Offering
Saxon REIT, Inc.Date: 9/20/2004 Amount: $386,750,000 Role: Sole Book-Running Manager
Public Equity Offerings - IPO
Placer Sierra BancsharesDate: 8/10/2004 Amount: $130,230,000 Role: Sole Book-Running Manager
Public Equity Offerings - IPO
Homebanc CorporationDate: 7/13/2004 Amount: $290,625,000 Role: Lead Manager
Public Equity Offerings - IPO
New York Mortgage Trust, Inc.Date: 6/23/2004 Amount: $135,000,000 Role: Sole Book-Running Manager
Public Equity Offerings - IPO
RAIT Investment TrustDate: 6/21/2004 Amount: $55,775,000 Role: Sole Book-Running Manager
Public Equity Offerings - Secondary Offering
MCG Capital CorporationDate: 5/20/2004 Amount: $64,687,500 Role: Sole Book-Running Manager
Public Equity Offerings - Secondary Offering
Luminent Mortgage Capital, Inc.Date: 3/29/2004 Amount: $168,000,000 Role: Sole Book-Running Manager
Public Equity Offerings - Secondary Offering
Signature BankDate: 3/22/2004 Amount: $96,255,000 Role: Sole Book-Running Manager
Public Equity Offerings - IPO
American Capital Strategies, Ltd.Date: 2/25/2004 Amount: $71,812,440 Role: Co-Manager
Public Equity Offerings - Secondary Offering
Impac Mortgage Holdings, Inc.Date: 2/5/2004 Amount: $112,125,000 Role: Co-Manager
Public Equity Offerings - Secondary Offering
Bancorp BankDate: 2/2/2004 Amount: $89,843,750 Role: Sole Book-Running Manager
Public Equity Offerings - IPO